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SEC Filings

SEC Filings

Filing date Form Description View
S-3MEF

Registration of up to an additional 20% of securities for any offering registered on a S-3

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8-K

Report of unscheduled material events or corporate event

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8-K

Report of unscheduled material events or corporate event

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S-3

Simplified registration form

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8-K/A

Amendment to a previously filed 8-K

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POS AM

Post-effective amendment to an S-Type filing

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10-Q

Quarterly report which provides a continuing view of a company's financial position

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S-8

Securities offered to employees pursuant to employee benefit plans

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8-K

Report of unscheduled material events or corporate event

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POS AM

Post-effective amendment to an S-Type filing

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Data provided by Kaleidoscope.

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Avantax Wealth Management® is the holding company for the group of companies providing financial services under the Avantax® name. Securities offered through Avantax Investment ServicesSM, Member FINRA, SIPC. Investment advisory services offered through Avantax Advisory ServicesSM and Avantax Planning PartnersSM. Insurance services offered through licensed agents of Avantax Insurance AgencySM, Avantax Insurance ServicesSM, and Avantax Planning Partners. 3200 Olympus Blvd., Suite 100, Dallas, TX 75019, 972-870-6000.